-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HmUjhYnV2/6MQ4qsWebJEPeZ3FXTyS22HPdY7fQv+Vs65lA2q8DwoIwB/xoes9Np Hi/rk1d21718B9WPrBuASg== 0000943861-01-000005.txt : 20010214 0000943861-01-000005.hdr.sgml : 20010214 ACCESSION NUMBER: 0000943861-01-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH PETROLEUM CORP CENTRAL INDEX KEY: 0000943861 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760466193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-44491 FILM NUMBER: 1537366 BUSINESS ADDRESS: STREET 1: 815 WALKER STREET 2: SUITE 1040 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7137809494 MAIL ADDRESS: STREET 1: 815 WALKER STREET 2: SUITE 1040 CITY: HOUSTON STATE: TX ZIP: 77002 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH PETROLEUM CORP CENTRAL INDEX KEY: 0000943861 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760466193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 815 WALKER STREET 2: SUITE 1040 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7137809494 MAIL ADDRESS: STREET 1: 815 WALKER STREET 2: SUITE 1040 CITY: HOUSTON STATE: TX ZIP: 77002 SC 13G/A 1 0001.txt SCHEDULE 13G AMENDMENT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 GOODRICH PETROLEUM CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK $.20 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 382410 40 5 - -------------------------------------------------------------------------------- (CUSIP Number) Lonnie Shaw 333 Texas Street, Suite 1375 Shreveport, LA 71101 318-429-1375 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 13, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) CUSIP No. 382410 40 5 Page 2 of 6 1. Name of Reporting Persons and IRS or SS Identification Number: Sheldon Appel 2. Check the Appropriate Box if a Member of a Group: (a) N/A (b) N/A 3. SEC Use Only 4. Citizenship or Place of Organization: United States Number of Shares Beneficially Owned by Each Reporting Person with: 5. Sole Voting Power 452,937 6. Shared Voting Power 0 7. Sole Dispositive Power 452,937 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 452,937 10. Check if the Aggregate Amount in Row 9 Excludes Certain Shares No 11. Percent of Class Represented by Amount in Row 9 3.3% 12. Type of Reporting Person IN CUSIP No. 382410 40 5 Page 3 of 6 1. Name of Reporting Persons and IRS or SS Identification Number: Erwin and Essie Appel Trust of 1975, Sheldon Appel, Trustee 2. Check the Appropriate Box if a Member of a Group: (a) N/A (b) N/A 3. SEC Use Only 4. Citizenship or Place of Organization: California Number of Shares Beneficially Owned by Each Reporting Person with: 5. Sole Voting Power 305,626 6. Shared Voting Power 0 7. Sole Dispositive Power 305,626 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 305,626 10. Check if the Aggregate Amount in Row 9 Excludes Certain Shares No 11. Percent of Class Represented by Amount in Row 9 3.3% 12. Type of Reporting Person OO-trust Page 4 of 6 Item 1(a) Name of Issuer: Goodrich Petroleum Corporation Item 1(b) Address of Issuer's principal executive offices: 815 Walker Street, Suite 1040 Houston, Texas 77002 Item 2(a) Name of person filing: 1. Sheldon Appel 2. Erwin and Essie Appel Trust of 1975, Sheldon Appel, Trustee Item 2(b) Address of principal business office or, if none, residence: 1. 2148 Federal Avenue, Suite A Los Angeles, CA 90025 2. 2148 Federal Avenue, Suite A Los Angeles, CA 90025 Item 2(c) Citizenship: 1. United States 2. California Item 2(d) Title of class of securities: Common Stock, $.20 par value Item 2(e) CUSIP Number: 382410 40 5 Item 3 Not Applicable Item 4 Ownership: (a) Amount beneficially owned: 452,937* (b) Percent of class: 8.4% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote - 442,937 (ii) shared power to vote or to direct the vote - 0 (iii) sole power to dispose or to direct the disposition of - 452,937 (iv) shared power to dispose or to direct the disposition of - 0 * Includes the following securities: (a) 110,136 shares of common stock held by Mr. Appel on his own behalf, (b) 27,925 shares of common stock issuable upon conversion of 67,015 shares of Series A preferred stock held by Mr. Appel and (c) options to purchase 9,250 shares of common stock. In addition, includes 305,626 shares of common stock issuable upon conversion of 274,104 shares of Series B preferred stock held by a trust of which Mr. Appel is the trustee. Page 5 of 6 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ( X ). Item 6-9 Not Applicable Item 10 By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 6 of 6 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 2001 -------------------- /s/ Sheldon Appel - ---------------------- Sheldon Appel Erwin and Essie Appel Trust of 1975 /s/ Sheldon Appel - ---------------------- Sheldon Appel, Trustee -----END PRIVACY-ENHANCED MESSAGE-----